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| | Weekly Advisory -- April 11, 2003 (Site not responding. Last check: 2007-10-26) |
 | | On April 11, 2003, CFTC Commissioner Sharon Brown-Hruska will address the “Development in Futures and Options Markets” panel at the Conference on Corporate Behavior and Financial Markets, Financial Markets Research Center, Owen Graduate School of Management, Vanderbilt University, Nashville, Tennessee. |
 | | The order, entered on April 2, 2003, stems from a CFTC complaint filed on March 31, 2003, alleging that the defendants solicited at least $5 million, if not significantly more, from approximately 200 customers to trade foreign currency futures contracts (FOREX) using word of mouth and the Internet. |
 | | 03-15; Exemption; April 1, 2003; A CTA operating two separate companies, whose trading was controlled by the same trading principal, requested an exemption from disclosing the past performance of both companies in each company’s Disclosure Document. |
| www.cftc.gov /opa/adv03/opawa15-03.htm (1676 words) |
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