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| | CISC Website Info (Site not responding. Last check: 2007-10-21) |
 | | CISC shall not be liable for loss caused directly or indirectly by conditions beyond the control of CISC, including, but not limited to, war, natural disasters, government restrictions, exchange or market rulings, suspension of trading, strikes, interruption of communications or data processing services, or disruption of orderly trading on any exchange or market. |
 | | CISC will not be held responsible for delays in accepting customer’s orders to buy or sell securities resulting from the need to obtain the prior approval of its compliance officials before a particular order may be entered. |
 | | CISC is not obligated to notify account holder(s) of any upcoming expiration or redemption dates, or to take any other action on account holder(s) behalf, without specific instructions from account holder(s), except as required by law and applicable rules of regulatory authorities. |
| www.citizensbank.com /investing/cisc/brokerage_services/online_trading_policies.htm (5063 words) |
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