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Topic: Compliance

In the News (Wed 23 Dec 09)

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	Compliance (regulation) - Wikipedia, the free encyclopedia
		Regulatory compliance refers to systems or departments at corporations and public agencies to ensure that personnel are aware of and take steps to comply with relevant laws and regulations.
		Compliance in the USA generally means compliance with laws and regulations.
		Compliance in the UK There is considerable regulation in the UK, some of which is from EU legislation.
	en.wikipedia.org /wiki/Compliance_(regulation) (410 words)

	Transform - Compliance Channel
		Compliance was the theme at this year's AIIM show, but is the message "the government says that you have to do it" compelling and visionary?
		Despite the blizzard of webinars, white papers and magazine stories to the contrary, SOX compliance is not fundamentally a problem of records management nor a set of procedures designed to close the books faster or enforce controls inside IT systems.
		SOX compliance is essentially a process of analysis, documentation, human judgement and record keeping.
	www.transformmag.com /compliance (727 words)

	FDA/ORA Compliance Reference Contents
		Compliance programs and program circulars (program plans and instructions) directed to field personnel for project implementation.
		The BIMO Program was established to assure the quality and integrity of data submitted to the agency in support of new product approvals, as well as, to provide for protection of the rights and welfare of the thousands of human subjects involved in FDA regulated research.
		Restricted from receiving investigational drugs, biologics, or devices if FDA determines that the investigator has repeatedly or deliberately failed to comply with regulatory requirements for studies or has submitted false information to the study's sponsor.
	www.fda.gov /ora/compliance_ref/default.htm (328 words)

	Compliance Week: Free Version
		This week, Compliance Week begins a six-part series examining the nature of internal control weaknesses: exactly what sorts of weaknesses companies are disclosing, and why those areas—IT controls, taxes, “tone at the top” and more—remain so troublesome.
		On Thursday, Sept. 28, Compliance Week will host a free Webcast with Maryanne Lavan, vice president of ethics and business conduct for Lockheed Martin Corp. The session, sponsored by OpenText Corp., is the latest in a series of monthly Webcasts with governance and compliance officers at public companies.
		This week, Compliance Week columnist Dan Swanson, former director of professional practices at the Institute of Internal Auditors, talks about what should be expressed in an audit of internal controls, and why crafting a solid audit report is no easy task.
	www.complianceweek.com (1263 words)

	SU Athletics - NCAA Compliance Information
		Syracuse, NY The Office of Athletic Compliance (OAC) functions within the scope of the University's compliance program to coordinate, monitor and verify compliance with all NCAA requirements, and to educate the various constituencies of the University and the athletics community regarding NCAA regulations.
		It is important to recognize that when it comes to compliance and NCAA rules everyone has a role and responsibilities and must establish personal accountability and integrity in their actions.
		Each individual involved in intercollegiate athletics is obligated to maintain competency in knowledge of the rules; to act within his or her realm of responsibility in full compliance with the governing legislation; and to report any violation of NCAA, conference and/or institutional rules of which he or she is aware.
	www.suathletics.com /Sports/gen/2004/compliance2004.asp?tab=athletics (4223 words)

	Compliance - Wikipedia, the free encyclopedia
		Compliance (regulation): In management, the act of adhering to, and demonstrating adherence to, a standard or regulation
		Compliance (medicine): In medicine, a patient's (or doctor's) adherence to a recommended course of treatment
		This is a disambiguation page: a list of articles associated with the same title.
	en.wikipedia.org /wiki/Compliance (110 words)

	Corporate Compliance Regulations, Features, and Software from Intranet Journal
		Storage is at the heart of corporate compliance, with the hunt on for hardware and software that will keep records safe and secure years into the future.
		For companies struggling with SOX compliance, the ISO 17799 security standard can point the way with a set of best-practices, but the road may be an expensive one to travel.
		Compliance with Sarbanes-Oxley and all other existing and future regulatory demands has been a hot topic among hardware and software companies from all corners of the industry, because software (if you listen to software companies) is the key to being in compliance.
	www.intranetjournal.com /compliance (2647 words)

	i-flex solutions - regulatory consulting for compliance
		The financial services industry has always been a regulated industry, but never has it seen so many diverse compliance directives hovering over the horizon at the same time.
		Compliance is not only time-consuming and costly, but it also exposes organizations to penalties and reputation risks.
		This article examines how multiple compliance initiatives can be synergized and converted into competitive advantage.
	www.iflexsolutions.com /iflex/articles/Compliance.aspx (138 words)

	NERC Compliance Program
		NERC oversees each region's compliance review and enforcement process; each region is responsible for reviewing and enforcing compliance with its members.
		Awards for compliance and sanctions for noncompliance are administered under both NERC and regional enforcement processes.
		Under the present system for maintaining reliability, industry compliance is mandatory but it is not yet enforceable; thus NERC has largely been limited to conducting compliance reviews.
	www.nerc.com /~comply (407 words)

	Compliance
		Compliance is a key watchword for any individual or organization submitting claims for reimbursement to Medicare, Medicaid and other government healthcare programs.
		Luke’s Hospital and Iowa Health System are committed to ensuring that appropriate policies and procedures are in place to encourage compliance with all pertinent laws and regulations.
		It is the mission of St Luke’s Hospital to improve the health of the communities we serve through healing, caring and teaching.
	www.stlukescr.org /body.cfm?id=278 (175 words)

	Compliance
		The CPG Manual is the repository for all agency compliance policy that has been agreed to by the center(s) and the Associate Commissioner for Regulatory Affairs.
		FDA compliance programs provide guidance and instructions to FDA staff for obtaining information to help fulfill agency plans in the specified program area.
		This compliance program is designed to provide guidance for evaluating through factory inspections, including the collection and analysis of associated samples, the conditions and practices under which drugs and drug products are manufactured, packed, tested and held.
	www.gmp1st.com /complian.htm (1142 words)

	Compliance - Sterling
		Compliance for Sterling is all about best practices, service and results.
		Compliance affects how we gather, manage, maintain, share and secure the business intelligence required by clients.
		Sterling complies with all federal and state screening laws.
	www.sterlingtesting.com /help/compliance.aspx (553 words)

	Compliance Tools to Help Understand the Laws and Regulations Enforced by the U.S. Department of Labor
		"Compliance assistance" is a term used to describe guidance provided by a government agency on how to fulfill the requirements of its laws and regulations.
		Below are links to a variety of compliance assistance tools developed by the Department of Labor to help employers and employees prevent employment law violations.
		These tools are general in nature, and are a good starting point for those who are unfamiliar with the Department's laws and regulations but want to find out which laws apply to their business or workers.
	www.dol.gov /dol/compliance/compliance-comptools.htm (413 words)

	Portfolio Management & Compliance Division
		Compliance objectives are achieved through three sections within the division: Portfolio Management (including two subsections: Contract Administration and Contract Monitoring); Portfolio Analysis; and Portfolio Compliance.
		The Portfolio Compliance section is responsible for long-term compliance with of the various housing programs administered by the Texas Department of Housing and Community Affairs.
		Compliance monitors review necessary records to assure adherence to program requirements and terms of the deed restrictions on single or multi-family affordable housing properties.
	www.tdhca.state.tx.us /pmcomp/index.htm (574 words)

	MIA list - Contacts for compliance information
		All other vehicles - Statements of Compliance can be issued for models that have the same standards certification as the NZ new variant, all others will need to approach the distributor in the country where the vehicle was first sold.
		Statements of Compliance for all other vehicles - contact should be made with the Isuzu distributor in the country of export (other than Japan).
		To determine if a Statement of Compliance can be issued and/or to apply for a Statement of Compliance please refer to Toyota's website - www.toyota.co.nz - then click on the link (middle right hand side) - "Vehicle Compliance" and follow the instructions.
	www.ltsa.govt.nz /importing/mia-list.html (628 words)

	Compliance - Resources on Sarbanes-Oxley (SOX), Basel II, HIPAA, Patriot Act white papers, and more (Site not responding. Last check: 2007-11-01)
		To be successful, organizations serious about compliance must also be serious about data quality because at the core of any reliable compliance program is quality data.
		Organizations that have pieced together their compliance process should carefully review its design and audit its results to ensure that the process that has developed over time is up to the task of meeting the company's current requirements.
		In particular, organizations that plan to use existing data quality software for their compliance efforts must carefully examine the software's ability to effectively extend its rules and processing capabilities in order to provide mission-critical and compliance-specific capabilities, without which the entire compliance process could be undermined.
	www.dmreview.com /portals/portal.cfm?topicId=230646 (424 words)

	Virginia DEQ: Air Compliance
		The air compliance programs main objective is to ensure that the regulated facilities are complying with applicable regulatory requirements.
		The real compliance work is done in the regions by the air inspectors who conduct site evaluations, observe source emissions testing, and review source reports for compliance.
		The central office of air compliance coordination is responsible for assisting the regional offices in their compliance activities as well as managing the federal air grant, providing training opportunities to staff, policy development, and program assessment.
	www.deq.state.va.us /air/compliance/homepage.html (93 words)

	USB.org - USB-IF Compliance Program
		USB-IF Compliance Workshops are held regularly to promote USB product development, validate product compliance with the USB specification, help foster communication between USB product manufacturers and ensure that USB Peripherals operate together.
		Compliance Workshops are held about once a quarter at hotels in various locations and typically run for five days.
		This kind of testing is unique to the Compliance Workshops and cannot really be reproduced outside of a open attendance type of forum like this one.
	www.usb.org /developers/compliance (1060 words)

	Compliance Week: Best Practices & Guidance
		Inclusion in the list should not be viewed as an endorsement of the content or the authors and organizations who have published that content.
		Provides tips for creating and implementing effective compliance programs to reduce the severity of SEC enforcement action.
		Inclusion in the list above should not be viewed as an endorsement of the content or the authors and organizations who have published that content.
	www.complianceweek.com /index.cfm?fuseaction=Page.viewPage&pageId=65 (581 words)

	HCCA's 2006 10th Aniversary Compliance Institute (Site not responding. Last check: 2007-11-01)
		Specializing in Coding Compliance Reviews, RMC can assist Compliance Professionals in providing the necessary services to ensure hospitals and physician practices are in compliance.
		The company’s solutions help healthcare and other industry organizations to comply with regulations and to mitigate corporate threats such as workplace violence, internal theft, and poor employee selection.
		The CCH Health Care Compliance Portfolio Deluxe which is designed to provide compliance managers with accurate and current guidance on all health care compliance issues and regulations.
	www.compliance-institute.org /exhibit/exhibitors6.htm (961 words)

	Effective Environmental Services - Compliance, Inc.
		Compliance, Inc.'s environmental consulting and engineering services encompass a broad range of specialties focusing on the identification, management and elimination of risks posed by chemicals released into the environment.
		Based in offices in both northern and southeastern Michigan, Compliance, Inc. prides itself on its ability to solve complicated problems, maintain excellent customer relations and produce a product with clear value.
		Private and public clients from around the Midwest have worked with Compliance, Inc. for more than ten years to manage their environmental portfolios.
	www.complianceinc.com (183 words)

	Compliance Special Report
		But only 61 percent of companies have compliance well under control, according to our survey, which shows a disturbing lack of confidence in the rules and the processes they're designed to regulate.
		Compliance is more than a legal requirement; it's a chance to increase shareholder value.
		Yet certain features of the "compliant company" of the future are emerging, with technology, operations, networks and databases all affected by the legislation.
	www.cioinsight.com /category2/0,1568,1781212,00.asp (1592 words)

	Compliance
		Delamater, A. Compliance interventions for children with diabetes and other chronic diseases.
		Johnson, S. Compliance with complex medical regimens: Assessing daily management of childhood diabetes.
		"Compliance with dietary prescriptions in children and adolescents with insulin-dependent diabetes mellitus." Journal of the American Dietetic Association 92: 567-570.
	www.uri.edu /research/cprc/Publications/Risks/Compliance.htm (772 words)

	How to Comply With
		The new rules spell out what a Web site operator must include in a privacy policy, when and how to seek verifiable consent from a parent and what responsibilities an operator has to protect children's privacy and safety online.
		An operator's compliance with Commission-approved self-regulatory guidelines will generally serve as a Asafe harbor" in any enforcement action for violations of the Rule.
		The Commission may bring enforcement actions and impose civil penalties for violations of the Rule in the same manner as for other Rules under the FTC Act.
	www.ftc.gov /bcp/conline/pubs/buspubs/coppa.htm (2237 words)

	Regulatory Compliance - Financial Services, Government, Healthcare, Corporate Governance
		As the web is now in a golden age of criminal invention, risks to corporations continue to grow.
		Regulatory compliance requirements have been created to protect data, users, and corporations from these risks.
		Often, the regulations require implementation of appropriate security measures to comply.
	www.finjan.com /Content.aspx?id=183 (292 words)

	Region 2 Compliance
		EPA Region 2 is responsible for ensuring that facilities in New Jersey, New York, Puerto Rico, and the U.S. Virgin Islands, whether public or private, are complying with environmental requirements.
		This is accomplished by successfully combining enforcement with compliance incentives and environmental assistance activities.
		In Fiscal Year 2003, Region 2 continued to demonstrate a sound and effective compliance assurance program incorporating principles of smart enforcement with our children's health and environmental justice initiatives.
	www.epa.gov /region02/capp (239 words)

	The University of Oklahoma Office of Compliance
		The adoption of the program is a proactive step by the University to respond to the complex legal environment in the areas of (a) clinical billing and coding; (b) all types of research; and (c) environmental and radiation safety.
		In our continuing effort to enhance our compliance effort, we have taken many steps, including the retention of a full-time compliance officer, who can be contacted at (405) 271-2511.
		The compliance officer is overseeing the implementation of the program and will be available to answer compliance-related questions, provide education, and respond to compliance concerns.
	www.ouhsc.edu /compliance (660 words)

	HIPAA Compliance, CIPA Compliance and Internet Security - Websense, Inc. (Site not responding. Last check: 2007-11-01)
		It is therefore important that financial institutions be able to monitor and track any electronic information entering or exiting their messaging systems as an integral part of IT security.
		Websense can help financial institutions comply with GLBA by increasing security from web-based threats as well as implementing policy-based management to protect against unauthorized access to sensitive information.
		The stated purpose of the Act is "to protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the security laws, and for other purposes." Websense can help by providing internet security at the desktop, network and gateway to protect corporate data.
	www.websense.com /global/en/ResourceCenter/Compliance (538 words)

	KLD Research & Analytics, Inc. -- Socially Responsible Investing and Research
		This standardizes compliance with social restrictions and ensures consistency across all money managers.
		The comprehensiveness of KLD Compliance removes the cost of broken trades, correcting errors, and reversing trades.
		KLD Compliance offers fast and complete integration, which eliminates the expenses of manual data entry and doing your own research.
	www.kld.com /compliance/index.html (230 words)

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