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| | Missouri Securities :: Danny Lee Harris : Case AP-06-37 |
 | | Respondent Harris failed to disclose to MR the dates on which three of the policies were issued to the viators. |
 | | Harris failed to provide a written response, however, Harris did telephone an investigator with the Division and advise that all the information requested had already been provided to the Division, and that Harris no longer had any of the material requested. |
 | | Harris’ letter of November 10, 2005, advised that from January 20, 1997, through July 1, 2000, Harris sold viatical settlement contracts to seven Missouri residents (one of which was Harris’ spouse), totaling at least $280,000. |
| www.sos.mo.gov /securities/orders/AP-06-37.asp (2473 words) |
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