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	Printy v. Dean Witter Reynolds, Inc.
		Dean Witter finally corrected the error in the February 1993 statement.
		Dean Witter has taken the position throughout the country in other arbitrations pursuant to its customer agreements that punitive damages are not available under New York law or any other law.
		Dean Witter has stated publicly its view that punitive damages are not available in arbitrations pursuant to its customer agreements.
	www.law.emory.edu /1circuit/apr97/96-2195.01a.html (3901 words)

	Lewis B. Freeman v. Dean Witter Reynolds (Florida 12/19/2003)
		In this case, under the receiver's theory, Dean Witter would apparently have been required to refuse to make payments that were legal on their face in order to fulfill some "fiduciary duty." We agree with the federal court that these allegations fail to state a cause of action under Florida law.
		As to count VII, the count alleging that Dean Witter was negligent in the supervision and retention of Mr.
		Based upon the Dean Witter 1997 annual summary statement that appears in our record, it appears that many of these individual claims would not be sufficient in size to invoke the jurisdiction of circuit court and that they would need to be handled individually in county court.
	www.assetprotectionbook.com /FL_Freeman_Dean_Witter_2003.htm (5653 words)

	Dean Witter Reynolds v. Howsam
		Howsam further alleged that Dean Witter, again through its agents, continued to inform her that the investments were sound, despite indications to the contrary, which impeded her understanding of the true nature of the investments until late 1994.
		Dean Witter asserted that the question of arbitrability of Howsam's claims was for the court, and not for NASD arbitrators, to decide.
		Dean Witter further argued that, even if the court were to look to the 1992 ACCESS Agreement, it did not provide "clear and unmistakable" evidence that the parties agreed to submit the question of arbitrability to the chosen arbitration organization.
	www.lawmemo.com /emp/docs/10/howsam.htm (5750 words)

	Dean Witter Reynolds Inc., n/k/a Morgan Stanley DW, Inc., Mark Rodgers, and Paul Grande: Admin. Proc. Rel. No. 34-46578 ...
		Dean Witter, a wholly-owned subsidiary of Morgan Stanley Dean Witter and Co., is a Delaware corporation registered with the Commission as a broker-dealer pursuant to Section 15(b) of the Exchange Act.
		Dean Witter requires its compliance department to, among other things, maintain policies and procedures reasonably designed to detect and prevent potentially violative activities, and provide tools to branch managers and other supervisors to aid them in discharging their supervisory duties.
		Dean Witter management was never aware of this procedural breach because Dean Witter did not prepare the concentration report during this critical time period due to a shortage of available personnel.
	www.sec.gov /litigation/admin/34-46578.htm (4240 words)

	Dean Reynolds - Wikipedia, the free encyclopedia
		Dean Reynolds (born January 11, 1963) is an English professional snooker player.
		He twice reached a ranking final, but lost both times, in the 1990 British Open to Tony Meo and in the 1990 Grand Prix to Steve Davis.
		Reynolds has twice been convicted of drink driving, serving four months in prison after the second offence.
	en.wikipedia.org /wiki/Dean_Reynolds (82 words)

	02-1418 -- Dean Witter Reynolds Inc. v. Variable Annuity Life Insurance Co. -- 06/29/2004
		Dean Witter has not pointed to any agreement, express or implied, indicating that the funds were held specially, and we therefore conclude that Mrs.
		Dean Witter, on the other hand, submitted evidence that its Houston office has no record of processing Check I, though such a record would be kept in the ordinary course of its business.
		According to counsel's representations at oral argument, Dean Witter's conduct was brought before the district court pursuant to C.R.S. This statute provides a procedural mechanism whereby negligence or fault may be attributed to non-parties, thus relieving a party-defendant from the portion of liability attributed to the non-party.
	www.kscourts.org /ca10/cases/2004/06/02-1418.htm (6447 words)

	HOWSAM V. DEAN WITTER REYNOLDS, INC. (Site not responding. Last check: 2007-10-06)
		Per respondent Dean Witter Reynolds, Inc.’s standard client agreement, petitioner Howsam chose to arbitrate her dispute with the company before the National Association of Securities Dealers (NASD).
		The word “eligible” in the NASD Code’s time limit rule does not, as Dean Witter claims, indicate the parties’ intent for the rule to be resolved by the court prior to arbitration.
		Parties to an arbitration contract would normally expect a forum-based decisionmaker to decide forum-specific procedural gateway matters, and any temptation here to place special antiarbitration weight on the word “eligible” in §10304 is counterbalanced by the NASD rule that “arbitrators shall be empowered to interpret and determine the applicability” of all code provisions, §10324.
	supct.law.cornell.edu /supct/html/01-800.ZS.html (598 words)

	Enemy of the State (1998) - Screenplays for You - free movie scripts and screenplays
		DEAN Well, I was hoping you might stop by my office to swear out a criminal deposition against some of your friends and co-workers.
		DEAN eyes the pieces of the GameBoy, knowing that somewhere in the puzzle of plastic and chips is the key to his problems.
		DEAN Same way they did with you and me. We take their biggest guy and turn him into one of us.
	sfy.ru /sfy.html?script=enemy_of_state_1998 (15283 words)

	Bibbo v. Dean Witter Reynolds Inc. (Site not responding. Last check: 2007-10-06)
		Bibbo brought an action against Dean Witter, alleging that Dean Witter violated Ohio law when it retained interest earned from its investment of Bibbo's money (referred to as "margin money" or "margin funds"), which was kept on deposit with Dean Witter as a partial guarantee that Bibbo would meet certain obligations under an investment contract.
		Bibbo was a customer of Dean Witter, a large licensed securities broker and dealer, which maintained a commodities futures account on his behalf.
		In its motion to dismiss, Dean Witter maintained that: (1) Bibbo's state law claim under O.R.C. § 1309.18 is pre-empted by Regulation 1.29; and (2) O.R.C. § 1309.18 does not apply to the conduct of which Bibbo complains.
	lw.bna.com /lw/19980818/973538.htm (2562 words)

	FindLaw for Legal Professionals - Case Law, Federal and State Resources, Forms, and Code (Site not responding. Last check: 2007-10-06)
		The underlying controversy arises out of investment advice that Dean Witter Reynolds, Inc. (Dean Witter), provided its client, Karen Howsam, when, some time between 1986 and 1994, it recommended that she buy and hold interests in four limited partnerships.
		Dean Witter argues that, in any event, i.e., even without an antiarbitration presumption, we should interpret the contracts between the parties here as calling for judicial determination of the time limit matter.
		Dean Witter notes the Code's time limit rule uses the word "eligible." That word, in Dean Witter's view, indicates the parties' intent for the time limit rule to be resolved by the court prior to arbitration.
	laws.findlaw.com /us/000/01-800.html (2614 words)

	TLPJ - Briefs - Howsam v. Dean Witter Reynolds - May 28, 2002
		Dean Witter responded by filing suit against Howsam in the United States District Court for the District of Colorado, seeking a declaration that Howsam’s claims were untimely under the NASD’s rules and seeking to enjoin the arbitration.
		Dean Witter argued that the timeliness of Howsam’s arbitration filing is a question of the “arbitrability” of her claims that must be decided by a court.
		The district court granted Howsam’s motion to dismiss Dean Witter’s claims, holding that the arbitration agreement contained sufficient evidence that the parties intended to submit disputes over the arbitrability of claims to arbitration.
	www.tlpj.org /briefs/howsam.htm (3748 words)

	[No title]
		The Fraudulent Coordination of Quote Movements Dean Witter Reynolds, Inc. engaged in, or caused, the coordinated entry of quotations on Nasdaq in violation of Sections 15(c)(1) and (2) of the Exchange Act and Rules 15c1-2 and 15c2-7 thereunder, in one or more of the respects described in Section II.C.1.
		By reason of the foregoing, Dean Witter Reynolds, Inc. willfully violated Sections 15(c)(1) and (2) of the Exchange Act, and Rules 15c1-2 and 15c2-7 thereunder, and failed reasonably to supervise its Nasdaq trading personnel within the meaning of Section 15(b)(4)(E) of the Exchange Act.
		Dean Witter Reynolds, Inc. shall cease and desist from committing or causing any violation of, and committing or causing any future violation of Sections 15(c)(1) and (2) of the Exchange Act, and Rules 15c1-2 and 15c2-7 thereunder; 2.
	www.sec.gov /litigation/admin/34-40905.txt (751 words)

	Too much media coverage of terrorism threat and anthrax scare making Americans anxious
		REYNOLDS: (VO)...we have been bombarded with bad news, and for some Americans, it is too much.
		REYNOLDS: (VO) With all the hoaxes and evacuations recently, many said reporting must be cautious.
		REYNOLDS: (VO) Many people said, if others are anxious, they can stop reading papers or watching television, but at a time like this, few seem willing to do that.
	www.southernct.edu /~seymour/cases/terror/abcmed.htm (370 words)

	Our History
		Norm Reynolds also developed an interest in the Watchmaking industry and was appointed to executive positions in the Horological and Jewellery industries - He acted in professional advisory capacities for both these industries, and interestingly, the firm's involvement in these industries continued through to 1997.
		In 1967, Norm Reynolds son Dean came to work for Norm as an employee and after several years, Dean Reynolds became a partner in the firm with his father.
		Dean Reynolds was instrumental in developing the secretarial side of the practice and became executive director of the Jewellers and Watchmakers of NZ, successfully taking the role over from a Wellington based service-provider.
	www.inspired.co.nz /history.htm (889 words)

	OSCN Found Document:Wilkinson v. Dean Witter Reynolds, Inc.
		Dean Witter Reynolds sought no change in the IRA, and the IRA continued to contain no arbitration provision.
		The IRA account agreement prohibited Dean Witter Reynolds from investing or reinvesting IRA assets except at the direction of Wilkinson, and expressly stated that Dean Witter Reynolds had no discretionary investment responsibility.
		Further, Dean Witter Reynolds could have easily presented Wilkinson with a version of the IRA account agreement that called for arbitration at any time before the dispute arose, but Dean Witter Reynolds chose not do so.
	www.oscn.net /applications/oscn/deliverdocument.asp?citeid=20406 (955 words)

	Mark Nicodemo: Dean Reynolds is Dean-ied
		After President Bush's speech, ABC's Dean Reynolds conducts a seminar in "leading the witness." In an interview with New Orleans residents, Reynolds seeks to extract negative responses against the President 6-7 times.
		Reynolds pressed another woman: “Did you feel that the President was sincere tonight?" She affirmed: "Yes, he was." Reynolds soon wondered who they held culpable for the levee breaks.
		Reynolds: “Was there anything that you found hard to believe that he said, that you thought, well, that's nice rhetoric, but, you know, the proof is in the pudding?”
	marknicodemo.mu.nu /archives/120258.php (975 words)

	Dean Reynolds Encyclopedia Article, Definition, History, Biography (Site not responding. Last check: 2007-10-06)
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	www.karr.net /search/encyclopedia/Dean_Reynolds (227 words)

	DiRussa v. Dean Witter Reynolds Inc. (Site not responding. Last check: 2007-10-06)
		In May 1992, DiRussa was demoted by Dean Witter from the position of Branch Manager of its Ridgewood, New Jersey office to the position of Account Executive in the Morristown, New Jersey office.
		In a brief in opposition to DiRussa's motion to modify the arbitration award, defendants alleged that "it is quite simply inconceivable" that DiRussa obtained certain other documents, including defendants' damage calculations, from any source other than from defendants during the arbitration.
		Dean Witter Reynolds, Inc., No. 92-4232, 1995 WL 226601 (N.A.S.D., March 14, 1995).
	lw.bna.com /lw/19970826/969068.htm (4654 words)

	Dean Witter Reynolds Inc (Site not responding. Last check: 2007-10-06)
		Dean Witter Reynolds, Inc. - Find the arguments and details of this Supreme Court case at the Oyez Project.
		Dean Witter Reynolds, Inc.' which was argued in 2002.
		Dean Witter Reynolds Inc. 889 Harrison Ave, 2nd Floor Rail Sector, Riverhead, NY 11901.
	www.brokerboost.com /resources/dean-witter-reynolds-inc.html (376 words)

	Instapundit.com - (Site not responding. Last check: 2007-10-06)
		The word "imminent" is key to differentiating Dean's policy from the president's decision to invade Iraq, said Jeremy Ben-Ami, policy director for Dean's campaign.
		Bush "sold the war on the basis of an imminent threat to U.S. security, and that has now been shown to be false," Ben-Ami said.
		UPDATE: Greg Djerejian writes that Dean's unilateralism would actually have made him more likely to support Dean -- if it hadn't come so late.
	www.instapundit.com /archives/013528.php (552 words)

	EIGHTH GENERATION (Site not responding. Last check: 2007-10-06)
		William Harold REYNOLDS was born on 20 Apr 1928 in Christmasville, Carroll, TN.
		He was divorced from Corrinne PULLIN pre 1957.
		Marjorie Faye WORLEY was born on 22 Oct 1936.
	freepages.history.rootsweb.com /~imadianne/d7152.htm (75 words)

	Family Tree Maker's Genealogy Site: User Home Pages: Bobby J. Dean family of Talking Rock, GA
		I am continuing to research my ancestor's and would appreciate any and all help any one may be able to provide.
		This is dedicated to My Parents, Troy and Lucille Davis Dean, My Grandparents, James Washington and Nancy Jane Reynolds Dean, and Charlie Henry and Sallie Caline Bramblett Davis.
		This is dedicated to My children, Sandi Elana Dean Bonner, and James Troy Dean, and All of my 6 grand children.
	familytreemaker.genealogy.com /users/d/e/a/Bobby-J-Dean (317 words)

	Dean Witter Reynolds (Site not responding. Last check: 2007-10-06)
		HOWSAM V. (01-800 Per respondent Dean Witter Reynolds, Inc.âÂÂs standard client agreement, petitioner Howsam chose to arbitrate her
		DEAN WITTER REYNOLDS, INC., of the National Association of Securities Dealers to appellee Dean Witter Reynolds, Inc., against appellant David L
		Dean Witter Reynolds, Inc. 01-0800 1986, Karen Howsam opened an investment account with Dean Witter Reynolds, Inc. when she purchased interests in four
	www.brokerboost.com /resources/dean-witter-reynolds.html (367 words)

	Howsam v. Dean Witter Reynolds, Inc. (2002) [01-800] (Site not responding. Last check: 2007-10-06)
		According to Dean Witter Reynolds, Inc.'s standard client agreement, Karen Howsam chose to arbitrate her dispute with the company before the National Association of Securities Dealers (NASD).
		NASD's Code of Arbitration Procedure section 10304 states that no dispute "shall be eligible for submission...where six (6) years have elapsed from the occurrence or event giving rise to the dispute." Dean Witter filed suit, asking the Federal District Court to declare the dispute ineligible for arbitration because it was more than six years old.
		Justice Sandra Day O'Connor took no part in the consideration or decision of this case.
	www.oyez.org /oyez/resource/case/1616 (267 words)

	SEC v DEAN WITTER REYNOLDS INC., N/K/A MORGAN STANLEY DW, et al - Legal Case Documents
		Dean Witter has its principal place of business in New York, New York, and maintains
		Rodgers willfully aided and abetted and caused Dean Witter's violations of Section 17of the
		Dean Witter requires its compliance department to, among other things, maintain policies and
	www.legalcasedocs.com /120/254/138.html (444 words)

	Finality Order: Dean Witter Reynolds Inc. and Dennis W. Peterson; Rel. No. 34-44012 (Site not responding. Last check: 2007-10-06)
		Accordingly, notice is hereby given, pursuant of Rule 360(e) of the Commission's Rules of Practice, that the initial decision of the administrative law judge
		The order contained in the decision dismissing the proceedings against Dean Witter Reynolds Inc. and Dennis W. Peterson is hereby declared effective.
		For the Commission by the Office of the General Counsel, pursuant to delegated authority.
	www.sec.gov /litigation/aljdec/id179fo.htm (141 words)

	Pricenoia.com - Dean Reynolds (Site not responding. Last check: 2007-10-06)
		The pipeline business: Are you satisfied with current progress on standardizing pipeline electronic bulletin boards (EBBs) and electronic data interchange...
		Authors: Stephen P. Reynolds; Beverly A. Wharton; Bernard J. Kennedy; James Schretter; Greg Lander; Eugene R. McGrath; Michael Baly; Dean T. Casaday; Jerald V. Halvorsen; Robert B. Catell
		Authors: Thomas Beller; Alicia Erian; James Lasdun; Jocko Weyland; Amine Wefali; Dean Wareham; Cameron Martin; Rebecca Reynolds; Lara Vapnyar
	www.pricenoia.com /search/Dean+Reynolds/0/0/index.html (223 words)

	Guardian Unlimited \| The Guardian \| Morgan broker stole $56m
		The exchange said Carlos Soto admitted to "fraudulently raising" more than $56m, of which $17m remains unaccounted for, from at least 15 customers.
		Mr Soto, 59, had been a broker for Dean Witter Reynolds and its successor, Morgan Stanley, since 1989, working in Puerto Rico.
		Mr Soto said he planned to take client money, invest it himself, return the principal and keep any trading profits.
	www.guardian.co.uk /business/story/0,3604,1282170,00.html (195 words)

	OSCN Found Document:Dean Witter Reynolds, Inc. v. Shear
		¶2 Dean Witter Reynolds, Inc., a securities dealer [broker], obtained an arbitration award against one of its customers, Warren Shear [customer], based on a commodities trading debt.
		Mercury Const., 460 U.S., 24, 103 S.Ct. 927, 941, 74 L.Ed.2d 765 (1983); Dean Witter Reynolds, Inc. v.
		416, 25 N.E. Dean Witter Reynolds, Inc. v.
	www.oscn.net /applications/oscn/deliverdocument.asp?citeid=14863 (3925 words)

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