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| | December 25, 1998 |
 | | In ALJ Levine's December 4, 1998, Initial Decision on Remand, the ALJ reduced his original civil monetary penalty assessment by 25 percent from $1.77 million to approximately $1.33 million based on the scope of Staryk's violations, and reinstated the sanctions of a registration revocation, a permanent trading ban, and a cease and desist order. |
 | | The provisions of the Commission's Order are effective on December 23, 1998, the date on which it was issued, and remain in effect unless and until the Order is revoked in accordance with section 8e(b)(3)(B) of the Act. |
 | | On December 22, 1997, the Commodity Futures Trading Commission filed a six-count complaint against James Wichmann, among others, charging, inter alia, that he had violated sections 4(a), 4b(a), 4o(1)(A) and 40(1)(B) of the CEAct, and aided and abetted violations of section 4(a) of the CEAct and violated section 166.4 of the Commission's regulations. |
| www.cftc.gov /opa/adv98/opawa54-98.htm (4000 words) |
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