| |
| | Weekly Advisory -- July 16, 2004 (Site not responding. Last check: 2007-10-08) |
 | | The charges in this order, entered on July 6, 2004, are related to the Commission's September 30, 2003, filing of an enforcement action in federal district court in Texas against Hale and Allegheny Gulf Investments, Inc., who were charged with defrauding commodity futures customers of $1million. |
 | | On July 13, 2004, the Commission authorized for publication in the Federal Register the final amendments to the Commission’s part 36 rules relating to exempt commercial markets (ECMs) by amending rule 36.3(b) and rule 36.3(c). |
 | | On July 13, 2004, the Commission authorized for publication in the Federal Register a notice of extension for the comment period on the governance of self-regulatory organizations to September 30, 2004. |
| www.cftc.gov /opa/adv04/opawa29-04.htm (3348 words) |
|