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| | Weekly Advisory -- July 28, 2000 (Site not responding. Last check: 2007-10-26) |
 | | The consent order, entered on July 13, 2000, arises out of a complaint filed by the CFTC on May 5, 1999, alleging, among other things, that Loyd fraudulently solicited members of the public to invest in a commodity pool. |
 | | On July 20, 2000, the Commission authorized for publication in the Federal Register a notice seeking public comment on proposed amendments to Commission rules 4.2, 4.21, 4.26, and 4.36 to permit the use of profile documents by commodity pools and to make other technical changes regarding the filing of pool disclosure documents. |
 | | 00-81; Exemption; July 5, 2000; The Division of Trading and Markets provided exemptive relief to a registered CPO that permits the CPO to treat five non-QEP investors, who are employed as analysts by the manager of the fund operated by the CPO, as if they satisfy the QEP criteria of Rule 4.7(a). |
| www.cftc.gov /opa/adv00/opawa30-00.htm (1766 words) |
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