| |
| |
Complaint: ALFRED S. TEO, SR., TEREN SETO HANDELMAN, MAAA TRUST FBO MARK, ANDREW, ALAN, AND ALFRED TEO, JR., ... |
 | | MAAA Trust is a New Jersey trust Teo established for the benefit of his four sons. |
 | | As a result of Teo's, Teren Seto's and the MAAA Trust's false Schedules 13D and their failure to file Schedules 13D, Teo was able to purchase additional shares of Musicland stock while avoiding the risk of triggering Musicland's shareholder rights plan. |
 | | These disclosures are made by filing a Form 3 for initial statements of beneficial ownership, a Form 4 for statements of changes in beneficial ownership, and a Form 5 at the end of each year in which the filing person continues to have beneficial ownership of ten percent of the equity shares. |
| www.sec.gov /litigation/complaints/comp18673.htm (8160 words) |
|