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| | SEC v THE NIKKO SECURITIES CO. INTERNATIONAL, INC., et al - Legal Case Documents (Site not responding. Last check: 2007-11-06) |
 | | In November 1994, Nikko New York sold the majority of the MBS portfolio to its London-based |
 | | As a result of these activities, Nikko New York's books and records and FOCUS reports were |
 | | Nikko New York management, including Ebina, Osada, and Sagiuchi knew that Nikko New York was s risk committee, including Ebina, Osada and Sagiuchi, that since the retail sales force had been |
| www.legalcasedocs.com /120/245/197.html (301 words) |
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