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| | SEC v DHIREIN PATEL - Legal Case Documents (Site not responding. Last check: ) |
 | | The Complaint alleges that Patel, while employed at CUC International, Inc., a company based in Stamford, Connecticut, engaged in trading of stock in Advance Ross Corporation while in possession of material, nonpublic information concerning CUC's proposed acquisition of Advance Ross. |
 | | Patel has consented, without admitting or denying the allegations in the Complaint, to the entry of Final Judgment and Order of Permanent Injunction which will enjoin him from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. |
 | | The Final Judgment will also require Patel to disgorge his profits of $10,390 plus prejudgment interest and to pay a civil penalty of $10,390 pursuant to Section 21A of the Exchange Act. |
| www.legalcasedocs.com /120/242/616.html (379 words) |
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