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	Regulation - Encyclopedia.WorldSearch (Site not responding. Last check: 2007-11-06)
		Regulation therefore comes close to the idea of an ethics for a given activity, to promote the best interests of the people participating as well as the acceptable continuation of the activitiy itself within specified limits.
		A regulation is a form of secondary legislation which is used to implement a primary piece of legislation appropriately, or to take account of particular circumstances or factors emerging during the gradual implementation of, or during the period of, a primary piece of legislation.
		Regulations also assist the primary legislative process, the national parliament, to avoid the potential bottleneck of the detailed implementatin of all the laws it produces in all the varying cirumstances throughout the land or throughout the process of their implementation.
	encyclopedia.worldsearch.com /regulatory_processes.htm (1108 words)

	Regulation D - Wikipedia, the free encyclopedia
		Regulation D is a regulation of the Securities and Exchange Commission of the United States, and is also a term for an investment strategy, mostly associated with hedge funds, based upon that regulation.
		Regulation D, also known as "Reg D," exempts certain offerings of equity from many of the regulatory requirements that impose costs upon standard public offerings.
		D refers to investment in micro- and small-capitalization public companies that are raising money in private capital markets.
	en.wikipedia.org /wiki/Regulation_D (147 words)

	Regulation Info - Encyclopedia WikiWhat.com
		For example, the sale and consumption of alcohol and prescription drugs are controlled by regulation in most countries, as are the food business, provision of personal or residential care, public transport, construction, film and TV, etc..
		Concerning EC Law, Regulation has a general scope, and is obligatory in all its elements and directly applicable in all Member States of the European Union.
		Because regulations are directly effective, the individual countries do not need to pass local laws to bring them into effect, and indeed any local laws contrary to the regulation are overruled, as EC Law is supreme over the laws of the Member States.
	www.wikiwhat.com /encyclopedia/r/re/regulation.html (891 words)

	Regulation D (Site not responding. Last check: 2007-11-06)
		Fed regulation that currently requires member banks to hold reserves against their net borrowings from foreign offices of other banks over a 28-day averaging period.
		Regulation D has been merged with Regulation M. An SEC regulation that governs private placement exemption when there is no investment banker involved.
		Regulation D / fed regulation that currently requires member banks to hold reserves against their net borrowings from foreign offices of other banks over a 28-day averaging period.
	itlocus.com /glossary/regulation_d.html (150 words)

	Regulation D Resources - Capitalize Your Vision
		Regulation D Resources is not a broker of securities registered with any Federal or State regulatory agency.
		Regulation D Resources is not responsible for the actions of any securities brokers, brokerage firms, or other professional entities that are listed within the website.
		Regulation D Resources Enterprises, Inc. agrees to use its best efforts to maintain accurate information within the website, including all downloadable documents and related resources, however Regulation D Resources makes no warranty as to the accuracy or completeness of the information contained within the website or within any documentation downloaded from the website.
	www.regdresources.com /su_serv_sub.cfm (1118 words)

	Regulation D (Site not responding. Last check: 2007-11-06)
		Regulation D is intended to be a basic element in a uniform system of federal-state limited offering exemptions consistent with the provisions of sections 18 and 19(c) of the Act.
		Except as provided in § 230.504(b)(1), securities acquired in a transaction under Regulation D shall have the status of securities acquired in a transaction under section 4(2) of the Act and cannot be resold without registration under the Act or an exemption therefrom.
		Regulation D divides disclosure into two categories: that to be furnished by non-reporting companies and that required for reporting companies.
	www.sec.gov /divisions/corpfin/forms/regd.htm (15068 words)

	The New Regulation D
		Regulation D is a regulation often referred to when a company starts issuing stock before going public, but for the casual money-raising of the garage inventor, it probably does not need to be used until one has numerous investors.
		Regulation D provides an exemption from a more thorough filing, but there are numerous other exemptions one can use, perhaps the most popular being the intrastate offering exemption.
		Regulation D is a broad sophisticated umbrella, though it is usually not necessary for small transactions.
	garagecap.www1.50megs.com /new.htm (608 words)

	Regulation D - Preliminary Notes (Site not responding. Last check: 2007-11-06)
		Regulation D is intended to be a basic element in a uniform system of Federal-State limited offering exemptions consistent with the provisions of sections 18 and 19(c)of the Act.
		In view of the objectives of these rules and the policies underlying the Act, regulation D is not available to any issuer for any transaction or chain of transactions that, although in technical compliance with these rules, is part of a plan or scheme to evade the registration provisions of the Act.
		Thus, for example, persons who are offered and sold securities in accordance with Regulation S would not be counted in the calculation of the number of purchasers under Regulation D. Similarly, proceeds from such sales would not be included in the aggregate offering price.
	www.usprivateclient.com /Laws/reg_d_pn.cfm (449 words)

	"Regulation D"
		Regulation D--Reserve Requirements of Depository Institutions exempts from the definition of deposit those obligations of a depository institution that are issued or undertaken and held for the account of a domestic office of another depository institution (12 CFR 204.2(a)(1)(vii)(A)(1)).
		204.2(a)(1)(vii)(A) of Regulation D regardless of whether the nondepository institution third party is a party to the initial transaction or thereafter becomes a participant in the transaction through purchase of all or part of the obligation held by the selling depository institution.
		(d) Accordingly, a deposit in a foreign branch of a depository institution that is guaranteed by a domestic office is subject to the reserve requirements of Regulation D the same as if the deposit had been made in the domestic office.
	www.kybanks.com /uploads/comregd.html (9103 words)

	RRBDLAW.COM -- 917-520-2836 -- SEC AMENDS RULE 504 OF REGULATION D
		As defined in pertinent part under Rule 501(a) of Regulation D (Rules 501-508), an Accredited Investor shall mean any person who comes within any of the following categories, or who the issuer reasonably believes comes within any of the following categories, at the time of the sale of the securities to that person.
		Regulation D is only available for offers and sales by an issuer of securities to initial purchasers; it is not available to any affiliate of the issuer or to any person for resales of the securities.
		Regulation D is not available to any issuer for any transaction or chain of transactions that, although in technical compliance with the rules, is part of a plan or scheme to evade the registration provisions of the Securities Act.
	www.rrbdlaw.com /1999/q299/504.html (777 words)

	Regulation D Resources - Capitalize Your Vision
		A Regulation D Offering enables the company to utilize a vast and effective network of sophisticated and regulated funding resources unavailable to companies that just have a business plan.
		When you consider that a single stockbroker typically has access to dozens if not hundreds of investors - it is easy to see why Regulation D Offerings can provide a company with an inexhaustible resource for raising investor capital.
		Regulation D Resources provides access to 44 brokerages that specialize in selling Regulation D securities to investors.
	www.regdresources.com /op_mn2_stock_sub.cfm (211 words)

	Regulation D (Site not responding. Last check: 2007-11-06)
		Regulation D is intended to be a basic element in that have adopted Regulation D, or any version of Regulation D, special attention
		D is a "regulation" comprising a series of "rules Additional Information On Regulation D. For more information on this topic vcexperts.com/vce/library/encyclopedia/glossary_view.asp?glossary_id=170 Regulation D InformationYakima Valley Credit Union would like to keep our members informed with a calendar of events to announce closings.
		Regulation D. What is Regulation D? It is a Federal Regulation which limits the number of transfers...
	colkk.com /3jerry/27/regulation-d.html (633 words)

	Regulation "D" ~ Cornerstone Credit Union (Site not responding. Last check: 2007-11-06)
		Regulation D impacts the number of transactions Cornerstone Credit Union may allow on your deposit accounts (including savings, money market, trusts and clubs).
		The Regulation was implemented by the Board of Governors of the Federal Reserve System, whose job is to ensure that financial institutions maintain adequate reserves for the funds they have on deposit.
		Remember, Regulation D is a directive of the federal government, not your credit union.
	www.cornerstonecu.org /financial_products/reg_d.htm (202 words)

	Regulation D Banking and Finance (Site not responding. Last check: 2007-11-06)
		In most cases regulation has been founded on the best of intentions, but as the deregulation of the airline, trucking, and railroad industries in the 1980s made clear there are other ways of achieving social objectives.
		He finds that regulation is expensive, particularly when you consider that there are other ways to achieve both greater consumer welfare and a larger economy.
		They explain how regulation can be designed to minimize risks of accounting manipulations and to insulate bank managers from macroeconomic shocks, which are beyond their control.
	www.amchamfr.com /2248-Regulation-D.html (1315 words)

	regulation (Site not responding. Last check: 2007-11-06)
		Regulations are, in some countries, narrowly termed as the legal restrictions passed by administrative agencies.
		A process of de-licensing whereby that organisation or person is judged to be operating unsafely, and is ordered to stop operating at the expense of acting unlawfully.
		Many critize the influence of Intellectual Property Rights and other sorts of national regulations on the internet and IT business (software patents, DRM, trusted computing).
	www.yourencyclopedia.net /regulation.html (1014 words)

	Hillsdale College
		The Real Cost of Regulation John Stossel Investigative Reporter, ABC News John Stossel joined the ABC newsmagazine 20/20 in 1981, and began his critically acclaimed series of one-hour prime-time specials in 1994.
		This is statistical murder, perpetuated by regulators and the media.
		This means that when bureaucrats get obsessed about flying or toxic-waste sites, and create new regulations and drive up the cost of living in order to reduce these risks, they shorten people's lives by making them poorer.
	www.hillsdale.edu /imprimis/2001/may/default.htm (2677 words)

	Private Offering Exemption / Regulation D Exemption - Houston Texas Securities Attorney Thomas D. Solomon
		Regulation D sets out the requirements that the company must meet for the sale of the security to be exempt.
		To qualify for a Regulation D exemption under Rules 505 or 506, the securities may not be offered or sold through any form of general solicitation or advertising.
		In addition, securities sold under Regulation D may not be resold unless they are registered under the Securities Act of 1933 or the sale qualifies for an independent registration exemption.
	www.tomsolomon.com /artman/publish/exemption.shtml (664 words)

	Regulation D Securities Filings in Connecticut
		An issuer claiming a state exemption in reliance on Rules 504 or 505 of federal Regulation D must comply with § 36b-21(b)(10) of the Connecticut Uniform Securities Act (the "Act") and § 36b-31-21b-9b of the Regulations.
		Other Limitations: The Regulations restrict the amount of commissions or other remuneration that may be paid in connection with the offer or sale of the securities to 15% of the initial offering price.
		The Regulations also prevent certain issuers from using Rules 504 or 505 in this state if they or their principals are subject to certain "bad boy" disqualifiers based on prior disciplinary history.
	www.state.ct.us /dob/pages/sregd.htm (507 words)

	History of Tobacco Regulation*
		The regulation of tobacco in the colonies was devised in response to the industry with the intent to further the prosperity of the planters who dominated the economy.
		After Trade Regulation Rule Proceedings in March and June 1964, the Federal Trade Commission concluded that cigarette advertising was deceptive (misleading) and that advertisers had a responsibility to warn the public of the health hazards of cigarette smoking.
		Some observers marvel that the bill was passed "in spite of massive pressure that had been brought to bear against it and against the regulation of cigarette advertising generally, by the tobacco industry, the broadcasting industry, and the lobbyists and their political allies.
	www.druglibrary.org /schaffer/LIBRARY/studies/nc/nc2b.htm (11747 words)

	Federal Reserve Board: Regulations
		The Board implements those laws in part through its regulations, which are codified in title 12, chapter II, of the Code of Federal Regulations (12 CFR 201 et seq.).
		Regulates the acquisition of control of banks and bank holding companies by companies and individuals, defines and regulates the nonbanking activities in which bank holding companies (including financial holding companies) and foreign banking organizations with United States operations may engage, and establishes the minimum ratios of capital to assets that bank holding companies must maintain
		The guidelines for bank holding companies are contained in appendixes A, B, D, and E of Regulation Y.
	www.federalreserve.gov /regulations (1773 words)

	U.S. Regulation D Securities Offerings for Small Business
		It was this concern that prompted Regulation D, a special exemption that became effective April 15, 1982.
		Thus, a Regulation D private placement document, better known as the Private Placement Memorandum, has been regarded as one of the most workable exemptions for small offerings.
		While Regulation D offerings can provide a capital formation solution for a small business (the good news), it does have some limitations (the bad news).
	www.suite101.com /article.cfm/9626/69725 (579 words)

	Rule 506 Regulation D Private Placement Offerings - Royalty Based Financing
		The Rule 506 Regulation D Offering (commonly known as a "506 Reg.
		D Offering") exemption under the Securities Act of 1933 (often referred to as the "Act"), provides excellent opportunity for companies (public or private) to complete a private placement offering for the capital necessary to expand operations, create a more economically efficient business operation, or create an entirely new business enterprise.
		The Rule 506 exemption provides a very handy vehicle indeed, especially when the anticipated private placement offering is properly structured to help insure the sponsors maximize their chances of success.
	www.private-placement-memorandums.com /rule/506/exempt/offerings/index.htm (576 words)

	Regulation D Offerings
		Regulation D (or Reg D) provides three exemptions from the registration requirements, allowing some smaller companies to offer and sell their securities without having to register the securities with the SEC.
		Form D is a brief notice that includes the names and addresses of the company’s owners and stock promoters, but contains little other information about the company.
		If you are thinking about investing in a Reg D company, you should call the SEC’s Public Reference Branch at (202) 551-8090 or send an email to publicinfo@sec.gov to determine whether a company has filed Form D or to obtain a copy.
	www.sec.gov /answers/regd.htm (253 words)

	Regulation D Rule 506 - Small Partnership - The Securities Law Forums
		As I understand Regulation D, we can form a partnership under Rule 506 without registering with the SEC regardless of the amount as long as we are under 35 investors.
		Failure to file a Form D means that you do not qualify for the Regulation D safe harbor, but does not necessarily mean that you have a failed private placement.
		There are a couple of family friends that have expressed an interest in participating but I'm leary about their participation due to my lack of full understanding of SEC laws at this time...but it is an option I would like to keep open in the future.
	www.seclaw.com /ubb/Forum4/HTML/000638.html (583 words)

	Regulation D - Glossary - Encyclopedia - Library - VC Experts
		Regulation D - Glossary - Encyclopedia - Library - VC Experts
		Location: Home > Library > Encyclopedia > Glossary > Regulation D
		D is a "regulation" comprising a series of "rules") that allow for the issuance and sale of securities to purchasers if they qualify as accredited investors.
	vcexperts.com /vce/library/encyclopedia/glossary_view.asp?glossary_id=170 (164 words)

	Vitamin D -- Brown et al. 277 (2): 157 -- AJP - Renal Physiology
		The 24-hydroxylase is regulated by phosphate in the opposite manner (178).
		Vitamin D was used to treat a variety of skin diseases including psoriasis in the 1930s.
		D concentrations in response to dietary phosphate deprivation in hypophysectomized rats.
	ajprenal.physiology.org /cgi/content/full/277/2/F157 (6541 words)

	Wall Street Organization, Inc.™ , regulation d, reg d, private placements, regulation a, reg d 504, reg d 505, reg ...
		This form of registration is available to small securities issuers pursuant to Regulation D, Rule 504, of the Securities Act of 1933, as amended, and allows small companies to raise up to one million dollars in an equity offering with certain limitations and guidelines.
		Regulation A is an exempt offering for public securities not exceeding $5 million in any 12 month period.
		Regulation A is used to raise from $1-$5 million (with free trading stock).
	www.wallstreetorganization.com /html/puboffer.html (1852 words)

	ESL Regulation D - Reserve Requirements
		What transactions are not counted as Regulation D? ALL ATM transactions.
		Checking Accounts are not affected by this regulation since they are considered transaction accounts.
		Only transactions that a member can perform without leaving their home are affected by this regulation (convenience).
	www.esl.org /infodesk/regulation_d.html (659 words)

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