
	Where results make sense

Topic: Salomon Smith Barney

Related Topics

SmithBarney

Salomon Brothers

Salomon

Citigroup

Taika Reform Edicts

Salford Quays

Freemasonry

British Airways

Malaysian cuisine

Pope Adrian IV

1980 Summer Olympics

Music of Jamaica

In the News (Sun 27 Dec 09)

Northern Trust

Marvin Harrison

Peter Chernin

Gary Locke

Match Play

Penelope Cruz

Mickey Rourke

AR Rahman

Danny Boyle

Hugh Jackman

	33-7829
		Salomon Smith Barney, a New York corporation, with its principal place of business in New York, is registered with the Commission as a broker-dealer pursuant to Section 15(b) of the Exchange Act.
		During the period relevant to this matter, Salomon Smith Barney's predecessor, Smith Barney, was registered with the Commission as a broker-dealer pursuant to Section 15(b) of the Exchange Act.
		Smith Barney violated Sections 17(a)(2) and 17(a)(3) of the Securities Act by effecting defeasance escrow transactions with municipalities at prices not reasonably related to the current wholesale market prices for the securities under the particular facts and circumstances, including the pertinent tax regulations.
	www.sec.gov /litigation/admin/33-7829.htm (954 words)

	Encyclopedia: Salomon Smith Barney
		Smith Barney is the retail brokerage division of Citigroup.
		Smith Barney was owned by Primerica when Commerical Credit bought the company in 1988.
		Which included wrongdoings by Paul Mozer, and led to the resignation of John Meriwether.
	www.nationmaster.com /encyclopedia/Salomon-Smith-Barney (186 words)

	[No title]
		Salomon Smith Barney is the successor to Salomon Brothers, which was, in 1994, a Delaware corporation registered with the Commission as a broker- dealer pursuant to Section 15(b) of the Exchange Act.
		Salomon Smith Barney shall cease and desist from committing or causing any violation of, and committing or causing any future violation of, Sections 15(c)(1) and (2), and 17(a) of the Exchange Act, and Rules 15c1-2, 15c2-7, and 17a-3 thereunder; 2.
		If Salomon Smith Barney’s report on implementation is qualified, or in any respect indicates that implementation is not full and effective, Salomon Smith Barney shall cooperate with all further efforts of the Independent Consultant to ensure that said recommendations and/or alternatives are fully and effectively implemented.
	www.sec.gov /litigation/admin/34-40924.txt (1066 words)

	frontline: the wall street fix: interviews: david chacon \| PBS
		According to Salomon, Chacon was fired for allegedly stealing commissions from other brokers, but he denies the allegations and says he was forced out after blowing the whistle on allegedly criminal IPO allocations at Salomon's exclusive boutique brokerage in Los Angeles.
		Chacon alleges that Salomon tried to win over banking business from the heads of many telecom firms by giving them large IPO allocations for their personal accounts, and that this strategy was guided by the Salomon's top telecom analyst, Jack Grubman.
		Salomon Smith Barney was unique and leaps and bounds ahead of their competition, from the standpoint that they had designed a structure which was acquired by Citigroup, that was built at Salomon Brothers.
	www.pbs.org /wgbh/pages/frontline/shows/wallstreet/interviews/chacon.html (4940 words)

	Salomon Smith Barney analyst stock fraud information
		Salomon Smith Barney is the investment banking division of Citigroup.
		Smith Barney is noted for having kept nearly all of its ratings between neutral, outperform, and buy, and rarely at the level of underperform and sell.
		Smith Barney settled with regulators of the securities industry in April of 2003.
	www.securitiesfraudfyi.com /salomon_smith_barney.html (861 words)

	eSight Careers Network (Site not responding. Last check: 2007-10-21)
		Salomon Smith Barney is the securities company formed from the 1997 marriage between Salomon Brothers, an investment banking and bond trading firm, and Travelers Group's brokerage unit, Smith Barney.
		Salomon Smith Barney believes that a diverse workforce best serves the interests of the company, its employees and its clients.
		Salomon Smith Barney also believes in creating a positive work environment because it generates higher productivity, stronger company loyalty and enhances the ability to attract the best talent.
	www.esightcareers.net /View.cfm?x=1628 (498 words)

	Schroder Salomon Smith Barney Merger Completed
		The new unit, to be known as Schroder Salomon Smith Barney in Europe with immediate effect, will be in a unique position to offer clients an unparalleled range of products, outstanding advisory expertise and a truly global distribution platform.
		The combination of Schroders' investment banking business with Salomon Smith Barney creates a leading pan-European investment bank and effectively doubles the new unit's footprint in European Investment Banking to 600 professionals, making it also one of the fastest growing investment banks in Europe.
		Already, Schroder Salomon Smith Barney has seen significant benefits of this new force having been awarded over 35 joint mandates since the announcement of the merger back in January.
	www.citigroup.com /citigroup/press/2000/000501a.htm (454 words)

	Securities Fraud Lawyers - Stock Broker Fraud Attorneys - California Investment Fraud Lawyers - Nadrich & Cohen, LLP
		Salomon Smith Barney is a broker-dealer registered with the Commission pursuant to Section 15(b) of the Exchange Act, and is a member of NASD and the New York Stock Exchange.
		Salomon Smith Barney, owned by Citigroup Inc., is a Wall Street investment house most notably known for its connection to the now bankrupt telecommunications giant, WorldCom.
		Salomon Smith Barney and its star analyst, Jack Grubman, have been charged by the SEC, have been the center of congressional hearings into brokerage misconduct, and have faced criminal prosecution for their orchestration of an investment scam that cost investors over $9 billion.
	www.securities-fraud-lawyers.com /salomon_smith_barney.shtml (720 words)

	El Segundo, CA - Smith Barney Branch Office: Steven L. Bailin, manager (Site not responding. Last check: 2007-10-21)
		At Smith Barney, our approach to investing is based on our time-tested way of doing business.
		It's an approach that has helped our clients work toward their financial goals since Smith Barney was established over a century ago.
		Smith Barney's complimentary retirement planning analysis can help you achieve the retirement you envision.
	www.ssbbranches.com /manhattan_beach (337 words)

	Salomon Smith Barney securities fraud claim - Stock Fraud Newswire
		Now, Salomon Smith Barney stock Fraud Claims are underway and now Salomon’s parent company, Citibank is one of two banking firms to be named in a lawsuit seeking $500 million.
		Salomon Smith Barney was one of three investment firms to settle a fraud case following the global settlement agreement for giving biased stock advice.
		Jack Grubman, a former star analyst for Salomon Smith Barney, was charged with issuing fraudulent research reports and paid $15 million to settle it.
	www.stockfraudnewswire.com /salomonsmithbarney/claim_filing.html (304 words)

	Salomon Smith Barney uses Pageflex Mpower
		Salomon Smith Barney (www.smithbarney.com) is a global, full-service financial firm that provides brokerage, investment banking, and asset management services to corporations, governments, and individuals.
		As a leader in the U.S. securities industry, Salomon Smith Barney's core services include sales, research, and trading for individuals and institutions; underwriting, advisory, and specialty financing for corporations and government entities; mutual fund services; and futures and asset management.
		Salomon Smith Barney is a subsidiary of Citigroup.
	www.pageflex.com /pr-salomon.asp (778 words)

	Salomon Smith Barney kicks off trading in Indian equities (Site not responding. Last check: 2007-10-21)
		Mumbai, Oct 1: Salomon Smith Barney, the investment banking outfit within the Citigroup, on Wednesday said that it had kickstarted its equity trading activities in the country.
		Salomon Smith Barney became part of Citigroup following a merger with the Travelers group in October 1998.
		Salomon Smith Barney's nine-member research team will cover about 85 to 90 per cent of the total market capitalisation of the top 100 companies listed on the bourses.
	www.financialexpress.com /fe/daily/20001102/fns02066.html (365 words)

	Stocks jack grubman salomon smith barney stock picks
		Often when you are looking for superior advice concerning jack grubman salomon smith barney stock picks, it will be easier said than done separating superior information from inexpert jack grubman salomon smith barney stock picks submissions and proposals so it is imperative to know how to judge the information you are presented with.
		A good hint to pusue when you're presented with help or advice concerning a jack grubman salomon smith barney stock picks webpage is to ascertain who owns the site.
		This could reveal the people behind the website jack grubman salomon smith barney stock picks qualifications The easiest way to reveal who owns the jack grubman salomon smith barney stock picks web site is to look on the 'about' page or the sites 'contact' page.
	www.go-seekit-in1.com /stocks/jack-grubman-salomon-smith-barney-stock-picks.htm (282 words)

	WALL HIGH STUDENTS TO RECEIVE SALOMON SMITH BARNEY AWARD (Site not responding. Last check: 2007-10-21)
		The students are winners of Salomon Smith Barney's National Stock Portfolio contest.
		Take Your Parents to School Day® is a comprehensive, three-day nationwide educational program, developed by Salomon Smith Barney, that took place in schools across the country from February 15-17, 2000.
		Salomon Smith Barney is committed to helping parents and their children navigate the economic challenges on the road to financial security.
	www.wallnj.com /workshop.htm (554 words)

	Salomon Smith Barney - Leflaw.com - FREE Case Evaluation... Call to speak with an Attorney: 1-888-766-2690
		Specific cases where Salomon Smith Barney stock fraud potentially played a key role include their relations with Worldcom, formerly a powerhouse in telecommunications.
		Salomon Smith Barney stock fraud is suspected to include IPO stock offerings to key Worldcom executives, with the commission of Salomon Smith Barney stock fraud ensuring that Worldcom would make quick financial gains in exchange for future company deals.
		The investigation of Salomon Smith Barney stock fraud has already changed the way stocks are brokered on Wall Street, and individuals harmed by Salomon Smith Barney stock fraud should contact an attorney to discuss the potential financial recovery.
	www.leflaw.com /index.php?module=pagemaster&PAGE_user_op=view_page&PAGE_id=135 (307 words)

	Smith Barney Inc (Site not responding. Last check: 2007-10-21)
		Smith Barney Shearson, Inc., 1996 WL 60539, at *6 (1st Cir Employee Benefit Plan v.
		Salomon Smith Barney Inc.' which was argued in 2000.
		Note: Smith Barney Citigroup is only providing a forum for the companies presenting at this conference.
	www.brokerboost.com /resources/smith-barney-inc.html (420 words)

	Market Analysts and Fraud
		Affinity Health in Australia is likely to be pressured by Salomon Smith Barney and CVC Asia Pacific for the same performance generated by Tenet or Comumbia/HCA in the USA using unsavoury practices.
		It is the similarities between what Smith Barney did and what the health care corporations many of which it probably advised did that is of immediate interest on this web site.
		Citigroup's participated actively in the deception of the public by analysts from Smith Barney, in the indirect bribes (called spinning) given to corporate executives by Smith Barney and in abetting and aiding fraud by the companies which did business with Citigroup.
	www.uow.edu.au /arts/sts/bmartin/dissent/documents/health/citianalysts.html (10313 words)

	Salomon Smith Barney Lawsuits \| Salomon Smith Barney Lawsuits
		A former Salomon Smith Barney broker who says she repeatedly questioned Jack Grubman on many of his stock calls filed an arbitration claim against the former telecommunications analyst and his Wall Street firm, the Wall Street Journal reported on January 13.
		Broker Cheryl Schwarzwaelder of Pittsburgh and more than 25 of her clients filed a claim with the New York Stock Exchange against Citigroup Inc.'s Salomon Smith Barney unit and Grubman, seeking $17.2 million of damages, including $10 million of punitive damages, the newspaper said.
		Grubman, the former telecommunications analyst for Salomon Smith Barney who resigned in August amid harsh criticism over poorly performing stock picks, in December settled with regulators for $15 million and a lifetime ban from the securities industry.
	www.stockbroker-fraud.com /ssb.htm (244 words)

	Salomon Smith Barney
		Salomon Smith Barney in New York City teamed up with Wildcat Services Corp. through Wildcat’s Private Industry Partnership.
		During their internship, they receive additional training and supervision in entry-level positions the company needs to fill such as assistant research analyst, administrative assistants, positions in accounts payable and receivable and in customer service.
		During the internships, Wildcat provides case managers to work with the trainees and charges Salomon Smith Barney less than half the cost of regular temporary workers.
	www.winwinpartner.com /Human%20Resources/ssSalomon.html (211 words)

	ParentsTalk: Experts' Advice: Financial Planning: Keith Driscoll
		As a Salomon Smith Barney Financial Consultant, Keith focuses on the financial goals of families and designs and implements strategies that promote success.
		Due to the global resources of Citigroup, to which Smith Barney belongs, Keith is able to address all financial related topics including retirement planning, education planning, estate preservation, insurance and lending.
		His recipe for financial success is quite simple: identify the need or concern, organize a long-term game plan and adhere to the agreed upon roadmap.
	www.parents-talk.com /expertsadvice/ea_fp_0001a.html (173 words)

	Salomon Smith Barney Inc.
		February 2002: "Salomon Smith Barney is a global, full-service financial firm, which provides brokerage, investment banking and asset management services to corporations, governments and individuals around the world.
		Salomon Smith Barney's pursuit of those fees was in conflict with its duties to former WorldCom employees, who lost millions of dollars when the company in 2002 made the nation's largest Chapter 11 filing for bankruptcy protection, the arbitrators ruled.
		QUOTE: '[Salomon Smith Barney recognizes] that the simple fact of an allocation to a C.E.O. or other decision maker of a company that is also an investment banking client can raise the appearance of a conflict.'
	www.fairness.com /resources/by-relation?relation_id=6363 (1647 words)

	Smith Barney (Site not responding. Last check: 2007-10-21)
		Smith Barney was owned by Primerica when Commercial Credit bought the company in 1988 ?
		And as if that weren't enough, Salomon Smith Barney in Alexandria, Va., was inundated with strange phone calls.
		Research analysts at Salomon Smith Barney published false or misleading research reports that were exaggerated, unwarranted, or lacked a reasonable basis.
	www.omniknow.com /common/wiki.php?in=en&term=Salomon_Smith_Barney (608 words)

	Salomon Smith Barney Directory Resources (Site not responding. Last check: 2007-10-21)
		Salomon Smith Barney - Salomon Smith Barney Stock brokerage.
		Citigroup Statement on Salomon Smith Barney Settlement with SEC, NASD, NYSE - Citigroup Statement on Salomon Smith Barney Settlement with SEC, NASD, NYSE All outstanding investigations into research, IPO allocation and distribution practices settled...
		Salomon Smith Barney Inc. - Salomon Smith Barney Inc. Features market updates, quotes, news, research, and special reports.
	www.maloffgroup.com /Brokerages/Salomon-Smith-Barney.html (385 words)

	Salomon Smith Barney (Site not responding. Last check: 2007-10-21)
		One thing hasn't changed since the John Houseman TV spots of years past (â€œSmith Bahney.
		They earn it.â€): Smith Barney, now Salomon Smith Barney, is still making moneyâ€”oodles of it.
		Salomon Smith Barney, which is part of Citigroup's global and corporate investment bank, ranks number one in almost every major category in the league tables.
	www.best-books.your-shopping.org /detail/Salomon-Smith-Barney.html (133 words)

	Att Barney Ipo Profit Smith Wireless (Site not responding. Last check: 2007-10-21)
		Individual Investors of Salomon Smith Barney who sustained stock losses may have a claim to recover damages through arbitration or class action litigation.
		Investors of Salomon Smith Barney who sustained stock losses may have a claim to recover damages through the arbitration process or class action litigation.
		N.D. SALOMON SMITH: Wolf Haldenstein Lodges Securities misrepresentations in order to profit from the sale of its initial public.
	www.brokerboost.com /resources/att-barney-ipo-profit-smith-wireless.html (416 words)

	ADP AND SALOMON SMITH BARNEY TARGET SMALL BUSINESSES (Site not responding. Last check: 2007-10-21)
		Automatic Data Processing (ADP) recently announced a partnership with Salomon Smith Barney, a member of Citigroup, under which each company will refer clients to the other's services and offer service integration and special incentives.
		The move is seen as part of a growing trend of business services providers aligning together in an attempt to create a one-stop shopping alternative for small business owners.
		Salomon clients will be able to access and make transfers to their ADP account directly.
	www.nysscpa.org /cpajournal/nv12a.html (248 words)

Try your search on: Qwika (all wikis)