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| | Weekly Advisory -- September 17, 2004 (Site not responding. Last check: ) |
 | | On September 21, 2004, 1:00 p.m., CFTC Acting Chairman Sharon Brown-Hruska will be the Keynote Speaker at the FIA’s Law and Compliance Division Conference, The Down Town Association, 60 Pine Street, New York, New York. |
 | | On September 13, 2004, the Commission authorized for publication in the Federal Register technical corrections to errors in a final Commission rule that was published in the FR on August 12, 2004 (69 FR 49784), concerning the minimum financial and related reporting requirements for futures commission merchants and introducing brokers. |
 | | 04-25; Interpretation; September 7, 2004; The Division of Clearing and Intermediary Oversight issued an interpretation that because a consulting firm and its sole member are not engaged in soliciting or accepting customer orders, the firm and its sole member are not required to be registered as an IB or AP, respectively. |
| www.cftc.gov /opa/adv04/opawa38-04.htm (2454 words) |
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