| |
| | [No title] |
 | | Variable annuities are considered long-term investments that offer customers various investment options typically similar to mutual funds; however, variable annuities are taxed differently, have insurance- related features, and charge different costs. |
 | | The complaint seeks an injunction against Waldon prohibiting future violations of the antifraud provisions of the securities laws (Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder), disgorgement of ill- gotten gains, plus interest, and a civil monetary penalty. |
 | | The defendants are: * George P Matus, age 33, a resident of Allen, Texas, at the time of the illegal trades was Senior Vice President of Investor Relations at Carreker Corporation, a Dallas, Texas, based company traded on the Nasdaq stock market. |
| www.sec.gov /news/digest/06-28.txt (3416 words) |
|