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| | Weekly Advisory - August 24, 2001 (Site not responding. Last check: 2007-10-27) |
 | | Accordingly, the CFMA directs these agencies to change their respective rules to permit an intermediary that is already registered with one agency to “notice-register” with the other agency, without unreasonable restraints or redundant requirements, for the limited purpose of trading SFPs. |
 | | On August 20, 2001, the Commission approved for publication in the Federal Register final joint rules regarding the method for determining market capitalization and dollar value of average daily trading volume; and the application of the new definition of Narrow-Based Security Index. |
 | | On August 20, 2001, the Commission approved proposed amendments to NFA Bylaws 1101 and 1507; NFA compliance rules 1-1, 2-7, 2-8, 2-22, 2-16, 2-29, and 2-30; section 1 of NFA’s Code of Arbitration; and the interpretive notice regarding enhanced supervisory requirements; proposed adoption of new NFA compliance rule 2-37, and three new interpretive notices. |
| www.cftc.gov /opa/adv01/opawa35-01.htm (3163 words) |
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