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| | Weekly Advisory -- July 19, 2002 (Site not responding. Last check: 2007-10-21) |
 | | The complaint, filed on July 15, 2002, specifically alleges that from March until July 1997, and from June to July 1998, Miller and Anderson fraudulently allocated winning trades in coffee futures to certain preferred customers which included Miller’s family, business associates and entities in which Miller had a hidden financial interest. |
 | | The consent orders, entered by the court on July 15, 2002, find that, from December 2000 until April 2001, the defendants fraudulently telemarketed illegal foreign currency options contracts to individuals nationwide, making false claims to customers regarding the potential profitability and risk of foreign currency options trading. |
 | | 02-82; Exemption; July 10, 2002; The CPO of a small fund that began trading late in the year requested exemption from filing an Annual Report for year ending December 2001. |
| www.cftc.gov /opa/adv02/opawa30-02.htm (1718 words) |
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